000 | 01612 a2200313 4500 | ||
---|---|---|---|
008 | 041203s xx 000 0 eng | ||
022 | _a1522-3191; | ||
050 | _aAC1.S5 | ||
082 | _a050 | ||
100 | _aCarey, Christopher, | ||
245 | 0 |
_aSEC Chief Asserts Agency Can Tackle High-Tech Fraud. _cChristopher Carey. |
|
260 |
_bSt. Louis Post-Dispatch, _c2004. |
||
440 |
_aSIRS Enduring Issues 2005. _nArticle 36, _pBusiness, _x1522-3191; |
||
500 | _aArticles Contained in SIRS Enduring Issues 2005. | ||
500 | _aOriginally Published: SEC Chief Asserts Agency Can Tackle High-Tech Fraud, June 15, 2004; pp. n.p.. | ||
520 | _a"Although the SEC [Securities and Exchange Commission] brought a record number of enforcement cases last year [2003], critics say it still is not doing enough to stop some types of fraud, such as the sale of dubious U.S. securities by unlicensed, offshore brokerages, known as 'boiler rooms.'" (ST. LOUIS POST-DISPATCH) This article discusses the role of the SEC in the prosecution of unlicensed boiler rooms and reveals where this government body has been lax. | ||
599 | _aRecords created from non-MARC resource. | ||
650 | _aActions and defenses | ||
650 | _aBoiler room scams | ||
650 |
_aInternet _xInvestment use |
||
650 |
_aInvestments _xForeign |
||
650 | _aOrganized crime | ||
650 | _aProsecution | ||
650 | _aSecurities fraud | ||
650 | _aStockbrokers | ||
610 |
_aUnited States _bSecurities and Exchange Commission |
||
710 |
_aProQuest Information and Learning Company _tSIRS Enduring Issues 2005, _pBusiness. _x1522-3191; |
||
942 | _c UKN | ||
999 |
_c36001 _d36001 |