000 01612 a2200313 4500
008 041203s xx 000 0 eng
022 _a1522-3191;
050 _aAC1.S5
082 _a050
100 _aCarey, Christopher,
245 0 _aSEC Chief Asserts Agency Can Tackle High-Tech Fraud.
_cChristopher Carey.
260 _bSt. Louis Post-Dispatch,
_c2004.
440 _aSIRS Enduring Issues 2005.
_nArticle 36,
_pBusiness,
_x1522-3191;
500 _aArticles Contained in SIRS Enduring Issues 2005.
500 _aOriginally Published: SEC Chief Asserts Agency Can Tackle High-Tech Fraud, June 15, 2004; pp. n.p..
520 _a"Although the SEC [Securities and Exchange Commission] brought a record number of enforcement cases last year [2003], critics say it still is not doing enough to stop some types of fraud, such as the sale of dubious U.S. securities by unlicensed, offshore brokerages, known as 'boiler rooms.'" (ST. LOUIS POST-DISPATCH) This article discusses the role of the SEC in the prosecution of unlicensed boiler rooms and reveals where this government body has been lax.
599 _aRecords created from non-MARC resource.
650 _aActions and defenses
650 _aBoiler room scams
650 _aInternet
_xInvestment use
650 _aInvestments
_xForeign
650 _aOrganized crime
650 _aProsecution
650 _aSecurities fraud
650 _aStockbrokers
610 _aUnited States
_bSecurities and Exchange Commission
710 _aProQuest Information and Learning Company
_tSIRS Enduring Issues 2005,
_pBusiness.
_x1522-3191;
942 _c UKN
999 _c36001
_d36001